Securities and Exchange Commission News

The Daily Signal covers Securities and Exchange Commission news with reporting and analysis on financial market regulation, cryptocurrency enforcement, ESG disclosure requirements, and the debate over government oversight versus free market innovation in American capital markets.
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  • SEC to Investigate Role of Alleged Activist Insiders in Corporate Voting

    The left-wing environmental, social, and governance movement, which only a few years ago was deeply embedded in corporate America, is now facing an assault on one of its greatest sources of leverage and control—the corporate proxy vote. Proxy voting is the process by which asset managers vote on corporate actions on behalf of the end…
    Kevin Stocklin
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  • Securities and Exchange Commission Case Could Take Down Administrative State’s ‘Home Court Advantage’

    The Securities and Exchange Commission, the federal agency tasked with enforcing the nation’s securities laws, has been a foundational piece of the administrative state constructed by the Left over the past century.  Over the past few years, however, the SEC has come under fire for potential abuses of power, particularly involving its use of administrative…
    Joseph Postell
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  • New SEC Regulation A-Plus Will Help Mid-Sized Companies

    On March 25, the Securities and Exchange Commission (SEC) adopted a final rule amending Regulation A that will help mid-sized companies seeking to raise capital to grow but do very little to help small entrepreneurial start-ups. This new rule is usually called Regulation A-Plus. The securities laws require any company that issues stock to register…
    David Burton
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